RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M•••••• J•••••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Mar 31, 2022 · Denver, Co
- C••••••• F•••••••• N••••••• I••• formerSep 7, 2017 to Jul 12, 2022 · Naples, Fl
- B•• S••••••••• I••• independent RIAApr 4, 2017 to Jun 26, 2017 · Cherry Hill, Nj
- M••••• S•••••• wirehouseMay 12, 2016 to Mar 1, 2017 · Mount Laurel, Nj
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2007 to May 23, 2016 · Rydal, Pa
- C••••••• F•••••••• N••••••• I••• to M••••• G••••• A••••••• I•••left Jul 12, 2022, registered Mar 31, 2022 (-103 days) · Other
- B•• S••••••••• I••• to C••••••• F•••••••• N••••••• I•••left Jun 26, 2017, registered Sep 7, 2017 (73 days) · Other
- M••••• S•••••• to B•• S••••••••• I•••left Mar 1, 2017, registered Apr 4, 2017 (34 days) · Other
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 23, 2016, registered May 12, 2016 (-11 days) · Wirehouse to wirehouse · moved with a team
- D••••• M•••••• J••••••••• left C••••••• F•••••••• N••••••• I••• for M••••• G••••• A••••••• I••• (registered 2022-03-31)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address