DFX Intelligence
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Registered advisor
B•••• H••••• C•••••
Feed of 09/14/2026
Also filed as T••••• A• H••••••••• H• C••••••••• H••••• C••••••••• C•••••
At current firm
5 y
since Feb 18, 2021
In the industry
38 y
since Nov 24, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 18, 2021 · Radnor, Pa
- M••••• S•••••• wirehouseMar 31, 2011 to Feb 23, 2021 · Philadelphia, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedMar 31, 2006 to Apr 25, 2011 · Philadwlphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Feb 23, 2021, registered Feb 18, 2021 (-5 days) · Wirehouse to wirehouse
- J••••• M••••••••• S•••• L•• to M••••• S••••••left Apr 25, 2011, registered Mar 31, 2011 (-25 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address