DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ashwini Kumar Ahluwalia
Certified Financial Planner
Feed of 09/15/2026
Also filed as Ashwini Kumar Ahluwalia
At current firm
2 y
since Nov 8, 2023
In the industry
38 y
since Mar 28, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Capital Advisors independent RIA currentsince Nov 8, 2023 · Westlake, Oh
- M Holdings Securities, Inc. BD affiliatedMar 21, 2014 to Mar 24, 2014 · Madison, Nj
- Msi Financial Services, Inc. formerApr 24, 2012 to Apr 25, 2014 · Roseland, Nj
- Hornor, Townsend & Kent, LLC independent RIAFeb 9, 2010 to Apr 20, 2012 · Edison, Nj
- Ameritas Advisory Services formerJun 18, 2009 to Jan 28, 2010 · Cranford, Nj
- Msi Financial Services, Inc. formerJul 30, 2002 to Oct 20, 2008 · Iselin, Nj
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to M Holdings Securities, Inc.left Apr 25, 2014, registered Mar 21, 2014 (-35 days) · Other
- M Holdings Securities, Inc. to Prosperity Capital Advisorsleft Mar 24, 2014, registered Nov 8, 2023 (3516 days) · Other
- Hornor, Townsend & Kent, LLC to Msi Financial Services, Inc.left Apr 20, 2012, registered Apr 24, 2012 (4 days) · Other
- Ameritas Advisory Services to Hornor, Townsend & Kent, LLCleft Jan 28, 2010, registered Feb 9, 2010 (12 days) · Other
- Msi Financial Services, Inc. to Ameritas Advisory Servicesleft Oct 20, 2008, registered Jun 18, 2009 (241 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address