DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Harold Mrotzek
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Mar 27, 2026
In the industry
38 y
since Jun 23, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Mar 27, 2026 · Red Bank, Nj
- Morgan Stanley wirehouseSep 3, 2010 to Apr 1, 2026 · Red Bank, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 19, 2004 to Sep 10, 2010 · Manasquan, Nj
- Wells Fargo Advisors wirehouseJul 2, 2003 to Jul 21, 2004 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Janney Montgomery Scott LLCleft Apr 1, 2026, registered Mar 27, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Sep 10, 2010, registered Sep 3, 2010 (-7 days) · Wirehouse to wirehouse
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 21, 2004, registered Jul 19, 2004 (-2 days) · Wirehouse to wirehouse
Signals
- Michael Harold Mrotzek left Morgan Stanley for Janney Montgomery Scott Llc (registered 2026-03-27)Apr 1, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address