RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Aug 1, 2023 · San Antonio, Tx
- I••••••••• W••••• A•••••••• L•• formerFeb 20, 2007 to Aug 2, 2023 · San Antonio, Tx
- U••• I••••••••• S••••••• C•••••• no RAUMMar 13, 2003 to Nov 10, 2006 · San Antonio, Tx
- I••••••••• W••••• A•••••••• L•• to C••••••left Aug 2, 2023, registered Aug 1, 2023 (-1 days) · RIA to RIA · moved with a team
- U••• I••••••••• S••••••• C•••••• to I••••••••• W••••• A•••••••• L••left Nov 10, 2006, registered Feb 20, 2007 (102 days) · Other
- J••• M•••••• H••••••• left I••••••••• W••••• A•••••••• L•• for Corient (registered 2023-08-01)Aug 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address