DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• O•••••••

W•••• F•••• A•••••••wirehouseLas Cruces, Nm dual registrantIAPD 1823791

Feed of 09/15/2026

Also filed as M••••••• P Padilla

At current firm

2 y

since Sep 6, 2024

In the industry

38 y

since Apr 20, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 23, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse current
since Sep 6, 2024 · Las Cruces, Nm
U••• B•••••• I••••••••• I••• former
Sep 6, 2023 to Aug 26, 2024 · Las Cruces, Nm
W•••• F•••• A••••••• wirehouse
Aug 22, 2013 to Sep 8, 2023 · El Paso, Tx
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 3, 2011 · El Paso, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 8, 2003 to Jun 1, 2009 · El Paso, Tx
M••••• S•••••• D• I••• unclassified
Jul 31, 1995 to Jul 7, 2003 · El Paso, Tx

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••
left Aug 26, 2024, registered Sep 6, 2024 (11 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Sep 8, 2023, registered Sep 6, 2023 (-2 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to W•••• F•••• A•••••••
left Oct 3, 2011, registered Aug 22, 2013 (689 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••
left Jul 7, 2003, registered Jul 8, 2003 (1 days) · Other

Signals

M••••••• O••••••• left U••• B•••••• I••••••••• I••• for W•••• F•••• A••••••• (registered 2024-09-06)
Aug 26, 2024 · Advisor changed firm · fact
M••••••• O••••••• left W•••• F•••• A••••••• for U••• B•••••• I••••••••• I••• (registered 2023-09-06)
Sep 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address