DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Michael Tuohey

William Joseph Capital Management, Inc.independent RIAHot Springs, Ar IA-onlyIAPD 1828227

Feed of 09/15/2026

Also filed as James Michael Tuohey

At current firm

0 y

since Nov 5, 2025

In the industry

19 y

since Feb 28, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

William Joseph Capital Management, Inc. independent RIA current
since Nov 5, 2025 · Bristol, Ct
Garland And Greenwood Wealth Advisors LLC state registered
May 3, 2022 to Oct 1, 2025 · Roland, Ar
Bolmgren Retireplan, Inc. unclassified
May 27, 2015 to Feb 22, 2022 · Chicago, Il
Sandlapper Wealth Management, LLC former
Oct 30, 2012 to Nov 14, 2013 · Greenville, Sc
Fmsi Advisers former
May 14, 2012 to Sep 25, 2012 · Bloomington, Il

Moves

a registration end followed by a registration begin elsewhere

Garland And Greenwood Wealth Advisors LLC to William Joseph Capital Management, Inc.
left Oct 1, 2025, registered Nov 5, 2025 (35 days) · Other
Bolmgren Retireplan, Inc. to Garland And Greenwood Wealth Advisors LLC
left Feb 22, 2022, registered May 3, 2022 (70 days) · Other
Sandlapper Wealth Management, LLC to Bolmgren Retireplan, Inc.
left Nov 14, 2013, registered May 27, 2015 (559 days) · Other
Fmsi Advisers to Sandlapper Wealth Management, LLC
left Sep 25, 2012, registered Oct 30, 2012 (35 days) · Other

Signals

James Michael Tuohey left Garland And Greenwood Wealth Advisors Llc for William Joseph Capital Management, Inc. (registered 2025-11-05)
Oct 1, 2025 · Advisor changed firm · fact
James Michael Tuohey left Bolmgren Retireplan, Inc. for Garland And Greenwood Wealth Advisors Llc (registered 2022-05-03)
Feb 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address