DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Garland And Greenwood Wealth Advisors LLC

STATE REGISTEREDRoland, ArkansasCRD 318815websiteIAPD
Latest filing Jul 22, 2026
First filing on the tape Jul 22, 2026 · 1 filings
RAUM
$76.5M
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
100%
$76.5M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
RAUM per advisor
$76.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
280derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.6MderivedHNW RAUM over HNW clients
Average account
$273,117derivedRAUM over accounts (5.F.2.f)
Discretionary
69%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$50.1M66%
  • Individuals$26.3M34%
Individual clients
266reported
HNW clients
14reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
280reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
William Louis CriswellRoland, Ar Jan 3, 202525 y2
Richard Bryan SimpsonRoland, Ar Oct 23, 202535 y8
Braden Douglas BurnettRoland, ArDec 23, 202511 y0
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 days4 left over 36 months
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Roland, Ar · principal322
Little Rock, Ar210
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
4 dated events
  • John Kellar left Garland And Greenwood Wealth Advisors Llc for Ameriprise Financial Services, Llc (registered 2026-06-26)
    Jun 22, 2026 · Advisor changed firm · fact
  • James Michael Tuohey left Garland And Greenwood Wealth Advisors Llc for William Joseph Capital Management, Inc. (registered 2025-11-05)
    Oct 1, 2025 · Advisor changed firm · fact
  • Rocky Wayne Goodman left Garland And Greenwood Wealth Advisors Llc for Avantax Advisory Services (registered 2025-03-24)
    Mar 3, 2025 · Advisor changed firm · fact
  • Blake Abston left Garland And Greenwood Wealth Advisors Llc for Naviter Wealth, Llc (registered 2023-12-15)
    Jan 3, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
simpsonwealth.netreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
501-954-7776reportedpublic record, Form ADV, Jul 22, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026