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Registered advisor
A••••• P•••••••••
Feed of 09/14/2026
At current firm
2 y
since Jan 19, 2024
In the industry
38 y
since Jul 6, 1988 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Virginia Beach, Va
- W••••••• F•••••••• S•••••••• I••• formerJul 11, 2018 to Jan 19, 2024 · Reston, Va
- C•••••• O•• A•••••••• L•• formerJan 28, 2015 to Jul 11, 2018 · Washington, Dc
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedJan 22, 2013 to Jan 28, 2015 · Melville, Ny
- W•••• F•••• A••••••• wirehouseFeb 17, 2012 to Jan 14, 2013 · Manassas, Va
- O•••• I••••••••• I••• BD affiliatedApr 1, 2010 to Feb 22, 2012 · Arlington, Va
- R•• C•••••• M••••••• L•• national BDMar 13, 2009 to Apr 8, 2010 · Vienna, Va
- F•••••• B•••• W••••• L•• unclassifiedFeb 4, 2008 to Mar 13, 2009 · Mclean, Va
- W•••• F•••• A••••••• wirehouseFeb 24, 2005 to Feb 4, 2008 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- C•••••• O•• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Jul 11, 2018, registered Jul 11, 2018 (0 days) · corporate re-registration, not a move
- C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••• O•• F•••••••• A••••••• L••left Jan 14, 2013, registered Jan 22, 2013 (8 days) · Other
- O•••• I••••••••• I••• to W•••• F•••• A•••••••left Feb 22, 2012, registered Feb 17, 2012 (-5 days) · Other
- R•• C•••••• M••••••• L•• to O•••• I••••••••• I•••left Apr 8, 2010, registered Apr 1, 2010 (-7 days) · Other
- F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to F•••••• B•••• W••••• L••left Feb 4, 2008, registered Feb 4, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address