DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Henry Gallardo
Feed of 09/15/2026
At current firm
1 y
since Sep 19, 2024
In the industry
38 y
since Jul 7, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Sep 19, 2024 · Phoenix, Az
- Osaic Advisory Services, LLC BD affiliatedAug 30, 2019 to Sep 3, 2026 · El Paso, Tx
- M Holdings Securities, Inc. BD affiliatedApr 15, 2016 to Aug 30, 2019 · El Paso, Tx
- Investors Capital Advisory formerAug 28, 2009 to May 3, 2016 · Lynnfield, Ma
- Securian Financial Services, Inc. formerJan 12, 1990 to Aug 26, 2009 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- Osaic Advisory Services, LLC to Osaic Wealth, Inc.left Sep 3, 2026, registered Sep 19, 2024 (-714 days) · Affiliated broker-dealer or bank to another · moved with a team
- M Holdings Securities, Inc. to Osaic Advisory Services, LLCleft Aug 30, 2019, registered Aug 30, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Investors Capital Advisory to M Holdings Securities, Inc.left May 3, 2016, registered Apr 15, 2016 (-18 days) · Other · moved with a team
- Securian Financial Services, Inc. to Investors Capital Advisoryleft Aug 26, 2009, registered Aug 28, 2009 (2 days) · Other
Signals
- Henry Gallardo left Osaic Advisory Services, Llc for Osaic Wealth, Inc. (registered 2024-09-19)Sep 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address