DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• S•••• L•••••••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 1855280

Feed of 09/18/2026

Also filed as Richard Stephen Letchworth

At current firm

0 y

since Sep 17, 2026

In the industry

37 y

since Nov 14, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Sep 17, 2026 · Greenwood Village, Co
W•••• F•••• A••••••• wirehouse
Aug 19, 2025 to Sep 10, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Feb 12, 2021 to Dec 18, 2024 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse
Dec 20, 2010 to Feb 26, 2019 · Spartanburg, Sc
E••••• J•••• national BD
Jun 28, 2010 to Dec 20, 2010 · Conway, Sc
W•••• F•••• A••••••• wirehouse
Dec 31, 2001 to Feb 4, 2003 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to E•••••• A••••••• G••••• L••
left Sep 10, 2026, registered Sep 17, 2026 (7 days) · Wirehouse to affiliated broker-dealer or bank
E••••• J•••• to W•••• F•••• A•••••••
left Dec 20, 2010, registered Dec 20, 2010 (0 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to E••••• J••••
left Feb 4, 2003, registered Jun 28, 2010 (2701 days) · Wirehouse to affiliated broker-dealer or bank

Signals

R•••••• S•••• L••••••••• registered as an investment adviser representative at E•••••• A••••••• G••••• L••
Sep 17, 2026 · Advisor registered · fact
R•••••• S•••• L••••••••• left W•••• F•••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2026-09-17)
Sep 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address