R••••• H•••• J••••

• L•• F•••••••• L•• BD affiliated current
  since Dec 22, 2014 · Lebanon, Nj
• P•••••• A•••••• G••••• L•• BD affiliated
  Sep 1, 2011 to Oct 11, 2016 · Lebanon, Nj
• P•• W••••• M••••••••• BD affiliated
  Nov 2, 2004 to Sep 1, 2011 · Phillipsburg, Nj
• W•••• F•••• A••••••• wirehouse
  Jul 16, 2004 to Nov 9, 2004 · Flemington, Nj
• P•• W••••• M••••••••• BD affiliated
  Mar 22, 2004 to Jul 12, 2004 · Bridgewater, Nj
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Oct 16, 2002 to Mar 29, 2004 · Bridgewater, Nj

• P•••••• A•••••• G••••• L•• to L•• F•••••••• L••
  left Oct 11, 2016, registered Dec 22, 2014 (-659 days) · Other
• P•• W••••• M••••••••• to P•••••• A•••••• G••••• L••
  left Sep 1, 2011, registered Sep 1, 2011 (0 days) · Other
• W•••• F•••• A••••••• to P•• W••••• M•••••••••
  left Nov 9, 2004, registered Nov 2, 2004 (-7 days) · Other
• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Jul 12, 2004, registered Jul 16, 2004 (4 days) · Other
• U•••• F•••••••• S••••••• G••••• I••• to P•• W••••• M•••••••••
  left Mar 29, 2004, registered Mar 22, 2004 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address