DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Garfield Hartle

Pgw Financialstate registeredOdessa, FlIA-onlyIAPD 1888395

Feed of 09/14/2026

Also filed as Tim Hartle

At current firm

1 y

since Nov 21, 2024

In the industry

37 y

since Nov 2, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Pgw Financial state registered current
since Nov 21, 2024 · Odessa, Fl
Supreme Alliance LLC independent RIA
Apr 29, 2020 to Dec 31, 2022 · Charlotte, Nc
Lasalle St. Investment Advisors, L.L.C. BD affiliated
Oct 9, 2017 to Mar 11, 2019 · Tampa, Fl
Wells Fargo Advisors wirehouse
Nov 30, 2011 to Oct 4, 2017 · Tampa, Fl
Suntrust Investment Services, Inc. former
Mar 16, 2007 to Dec 5, 2011 · Tampa, Fl
Summit Financial Group Inc former
Oct 18, 2006 to Oct 25, 2006 · Tampa, Fl
Uvest Financial Services Group, Inc. unclassified
Aug 28, 2002 to Jun 15, 2006 · St. Petersburg, Fl
Wells Fargo Advisors wirehouse
Jan 2, 2001 to Aug 21, 2002 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

Supreme Alliance LLC to Pgw Financial
left Dec 31, 2022, registered Nov 21, 2024 (691 days) · RIA to a state-registered adviser
Lasalle St. Investment Advisors, L.L.C. to Supreme Alliance LLC
left Mar 11, 2019, registered Apr 29, 2020 (415 days) · Affiliated broker-dealer or bank to independent RIA
Wells Fargo Advisors to Lasalle St. Investment Advisors, L.L.C.
left Oct 4, 2017, registered Oct 9, 2017 (5 days) · Other
Suntrust Investment Services, Inc. to Wells Fargo Advisors
left Dec 5, 2011, registered Nov 30, 2011 (-5 days) · Other
Summit Financial Group Inc to Suntrust Investment Services, Inc.
left Oct 25, 2006, registered Mar 16, 2007 (142 days) · Other
Uvest Financial Services Group, Inc. to Summit Financial Group Inc
left Jun 15, 2006, registered Oct 18, 2006 (125 days) · Other
Wells Fargo Advisors to Uvest Financial Services Group, Inc.
left Aug 21, 2002, registered Aug 28, 2002 (7 days) · Other

Signals

Timothy Garfield Hartle left Supreme Alliance Llc for Pgw Financial (registered 2024-11-21)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address