L••• M•••••••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since May 28, 2025 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  May 10, 2018 to May 13, 2025 · New York, Ny
• W•••• F•••• A••••••• wirehouse
  Oct 22, 2015 to Apr 27, 2018 · White Plains, Ny
• G•••••• S•••• W••••• S•••••••• L••• BD affiliated
  Feb 15, 2013 to Oct 8, 2015 · Latham, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Dec 19, 2006 to Feb 5, 2013 · Brooklyn, Ny

• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left May 13, 2025, registered May 28, 2025 (15 days) · Wirehouse to affiliated broker-dealer or bank
• W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
  left Apr 27, 2018, registered May 10, 2018 (13 days) · Wirehouse to wirehouse
• G•••••• S•••• W••••• S•••••••• L••• to W•••• F•••• A•••••••
  left Oct 8, 2015, registered Oct 22, 2015 (14 days) · Other
• H••• S••••••••• •••• I••• to G•••••• S•••• W••••• S•••••••• L•••
  left Feb 5, 2013, registered Feb 15, 2013 (10 days) · Other

• ••• Locked
  May 13, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address