DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• M•••••••

M••••••••• I••••••••• M••••••••• L••mixed wealthGlastonbury, Ct IA-onlyIAPD 1889464

Feed of 09/15/2026

Also filed as Brian Christopher M•••••••

At current firm

1 y

since Nov 6, 2024

In the industry

34 y

since Sep 19, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• I••••••••• M••••••••• L•• mixed wealth current
since Nov 6, 2024 · Glastonbury, Ct
E•••••••• R••••••••• S••••••••• L•• institutional
Oct 28, 2020 to Sep 28, 2023 · Glastonbury, Ct
A••••• W••••• independent RIA
Mar 27, 2018 to Nov 5, 2018 · West Hartford, Ct
S••••••• P••••••• independent RIA
May 1, 2014 to Nov 5, 2018 · Glastonbury, Ct
W••••••• F•••••••• S•••••••• I••• former
Apr 2, 2007 to Nov 29, 2007 · Glastonbury, Ct
C••••••• • C••• I••• former
Sep 9, 2005 to Apr 3, 2007 · Waterbury, Ct

Moves

a registration end followed by a registration begin elsewhere

E•••••••• R••••••••• S••••••••• L•• to M••••••••• I••••••••• M••••••••• L••
left Sep 28, 2023, registered Nov 6, 2024 (405 days) · Other
S••••••• P••••••• to A••••• W•••••
left Nov 5, 2018, registered Mar 27, 2018 (-223 days) · Other
A••••• W••••• to E•••••••• R••••••••• S••••••••• L••
left Nov 5, 2018, registered Oct 28, 2020 (723 days) · Other
W••••••• F•••••••• S•••••••• I••• to S••••••• P•••••••
left Nov 29, 2007, registered May 1, 2014 (2345 days) · Other
C••••••• • C••• I••• to W••••••• F•••••••• S•••••••• I•••
left Apr 3, 2007, registered Apr 2, 2007 (-1 days) · Other

Signals

B•••• M••••••• left E•••••••• R••••••••• S••••••••• L•• for M••••••••• I••••••••• M••••••••• L•• (registered 2024-11-06)
Sep 28, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address