DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• C••••••• L••••

V••• R••••••••• A•••••••• L••otherWindsor, Ct dual registrantIAPD 1921460

Feed of 09/15/2026

Also filed as James C Logan

At current firm

2 y

since Apr 30, 2024

In the industry

19 y

since May 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• R••••••••• A•••••••• L•• other current
since Apr 30, 2024 · Windsor, Ct
C••••••••• W••••• A•••••••• L•• BD affiliated
Jan 28, 2021 to Mar 29, 2024 · Denver, Co
M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealth
Dec 5, 2018 to Jan 29, 2021 · Denver, Co
T•• A•••••••• I••• BD affiliated
Jan 25, 2013 to Dec 3, 2018 · Denver, Co
U•• F•••••••• S••••••• I••• wirehouse
May 23, 2007 to Nov 29, 2007 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

C••••••••• W••••• A•••••••• L•• to V••• R••••••••• A•••••••• L••
left Mar 29, 2024, registered Apr 30, 2024 (32 days) · Other
M•••••• F•••••••• I••••••••• M••••••••• I••• to C••••••••• W••••• A•••••••• L••
left Jan 29, 2021, registered Jan 28, 2021 (-1 days) · RIA to affiliated broker-dealer or bank
T•• A•••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••
left Dec 3, 2018, registered Dec 5, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S••••••• I••• to T•• A•••••••• I•••
left Nov 29, 2007, registered Jan 25, 2013 (1884 days) · Other

Signals

J•••• C••••••• L•••• left C••••••••• W••••• A•••••••• L•• for V••• R••••••••• A•••••••• L•• (registered 2024-04-30)
Mar 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address