RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• H••••• L•••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Brookhaven, Ga
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · Brookhaven, Ga
- Q•••••• A•••• M••••••••• I••• formerJul 22, 2014 to Mar 1, 2019 · Minneapolis, Mn
- M•• F•••••••• S•••••••• I••• formerJan 19, 2011 to Jul 25, 2014 · Atlanta, Ga
- I•••••••• C•••••• A••••••• formerAug 12, 2010 to Dec 21, 2010 · Atlanta, Ga
- E••••• J•••• national BDMay 5, 2006 to Aug 11, 2010 · Sandy Springs, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 18, 2004 to May 17, 2006 · Atlanta, Ga
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Jul 25, 2014, registered Jul 22, 2014 (-3 days) · Other
- I•••••••• C•••••• A••••••• to M•• F•••••••• S•••••••• I•••left Dec 21, 2010, registered Jan 19, 2011 (29 days) · Other
- E••••• J•••• to I•••••••• C•••••• A•••••••left Aug 11, 2010, registered Aug 12, 2010 (1 days) · Other
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left May 17, 2006, registered May 5, 2006 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address