RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•• W•••
- T••••• A•••• M••••••••• L•• independent RIA currentsince Dec 17, 2020 · Orem, Ut
- A••••• C•••••• M••••••••• L•• unclassifiedOct 3, 2013 to Dec 16, 2020 · Orem, Ut
- O••••••••• S••••••••• I••• BD affiliatedFeb 9, 2012 to Jul 25, 2012 · Salt Lake City, Ut
- S••••••• F•••••••• S•••••••• I••• formerOct 25, 2007 to Feb 12, 2010 · Orem, Ut
- O•••• F•• I••• formerMay 11, 2006 to Jun 27, 2006 · Salt Lake City, Ut
- G•••••••• I••••••••• M••••••••• I••• unclassifiedJan 6, 2005 to Oct 11, 2007 · Orem, Ut
- X•••• F•••••••• P•••••••• I••• unclassifiedJan 16, 2003 to Dec 31, 2004 · Orem, Ut
- X•••• I••••••••• S•••••••• I••• unclassifiedJan 1, 2002 to Jan 16, 2003 · Orem, Ut
- A••••• C•••••• M••••••••• L•• to T••••• A•••• M••••••••• L••left Dec 16, 2020, registered Dec 17, 2020 (1 days) · Other
- O••••••••• S••••••••• I••• to A••••• C•••••• M••••••••• L••left Jul 25, 2012, registered Oct 3, 2013 (435 days) · Other
- S••••••• F•••••••• S•••••••• I••• to O••••••••• S••••••••• I•••left Feb 12, 2010, registered Feb 9, 2012 (727 days) · Other
- G•••••••• I••••••••• M••••••••• I••• to O•••• F•• I•••left Oct 11, 2007, registered May 11, 2006 (-518 days) · Other
- O•••• F•• I••• to S••••••• F•••••••• S•••••••• I•••left Jun 27, 2006, registered Oct 25, 2007 (485 days) · Other
- X•••• F•••••••• P•••••••• I••• to G•••••••• I••••••••• M••••••••• I•••left Dec 31, 2004, registered Jan 6, 2005 (6 days) · Other
- X•••• I••••••••• S•••••••• I••• to X•••• F•••••••• P•••••••• I•••left Jan 16, 2003, registered Jan 16, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address