DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Francis Cashiola
Feed of 09/14/2026
Also filed as Andrew Francis Cashiola
At current firm
0 y
since Jan 22, 2026
In the industry
36 y
since May 22, 1990 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Jan 22, 2026 · Houston, Tx
- Morgan Stanley wirehouseNov 3, 2019 to Jan 27, 2026 · Houston, Tx
- Raymond James Financial Services Advisors, Inc BD affiliatedApr 16, 2018 to Jan 7, 2019 · Kemah, Tx
- Ameriprise Financial Services, LLC national BDJan 22, 2013 to Mar 21, 2018 · Houston, Tx
- Hilltop Securities Inc. BD affiliatedAug 30, 2011 to Jan 22, 2013 · Dallas, Tx
- Morgan Keegan & Company, LLC formerMar 19, 2007 to Jun 2, 2011 · Houston, Tx
- UBS Financial Services Inc. wirehouseJan 16, 2004 to Feb 20, 2007 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Independent Financial Group, LLCleft Jan 27, 2026, registered Jan 22, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- Raymond James Financial Services Advisors, Inc to Morgan Stanleyleft Jan 7, 2019, registered Nov 3, 2019 (300 days) · Affiliated broker-dealer or bank to wirehouse
- Ameriprise Financial Services, LLC to Raymond James Financial Services Advisors, Incleft Mar 21, 2018, registered Apr 16, 2018 (26 days) · Affiliated broker-dealer or bank to another
- Hilltop Securities Inc. to Ameriprise Financial Services, LLCleft Jan 22, 2013, registered Jan 22, 2013 (0 days) · Other
- Morgan Keegan & Company, LLC to Hilltop Securities Inc.left Jun 2, 2011, registered Aug 30, 2011 (89 days) · Other
- UBS Financial Services Inc. to Morgan Keegan & Company, LLCleft Feb 20, 2007, registered Mar 19, 2007 (27 days) · Other
Signals
- Andrew Francis Cashiola left Morgan Stanley for Independent Financial Group, Llc (registered 2026-01-22)Jan 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address