DFX Intelligence
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Registered advisor
M••• F•••••• M•••••••
Feed of 09/15/2026
Also filed as M••• F•••••• M••••••••• F• M•••••••
At current firm
9 y
since Apr 25, 2017
In the industry
30 y
since Jul 19, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 1, 2026 · Sarasota, Fl
- W•••• F•••• A••••••• wirehouse currentsince Apr 25, 2017 · Sarasota, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedOct 1, 2014 to Feb 27, 2017 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• F•••••••• P••••••• to W•••• F•••• A•••••••left Feb 27, 2017, registered Apr 25, 2017 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address