RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• J•••• M•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 6, 2020 · Columbus, Oh
- P•• C•••••• A••••••• L•• otherOct 2, 2017 to Oct 5, 2020 · Columbus, Oh
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• formerJun 8, 2006 to Aug 17, 2007 · Stamford, Ct
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerMay 29, 2002 to Sep 3, 2003 · Parsippany, Nj
- P•• C•••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 5, 2020, registered Oct 6, 2020 (1 days) · Other
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• to P•• C•••••• A••••••• L••left Aug 17, 2007, registered Oct 2, 2017 (3699 days) · Other
- N•• Y••• L••• I••••••••• M••••••••• L•• to A•••••• G••••• I•••••••• M•••••• A••••••• L••left Sep 3, 2003, registered Jun 8, 2006 (1009 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address