B••• B•••••••• F•••••••••

• C••••••• P••••••• independent RIA current
  since Jun 17, 2016 · Overland P•••, Ks
• F••••• I••••••••• independent RIA
  May 14, 2014 to Dec 18, 2015 · Covington, La
• P••• A••••• S••••••••• L•• BD affiliated
  Aug 25, 2009 to Mar 7, 2013 · Metairie, La
• L•• F•••••••• L•• BD affiliated
  Jan 18, 2007 to Aug 17, 2009 · Metairie, La

• F••••• I••••••••• to C••••••• P•••••••
  left Dec 18, 2015, registered Jun 17, 2016 (182 days) · Other · moved with a team
• P••• A••••• S••••••••• L•• to F••••• I•••••••••
  left Mar 7, 2013, registered May 14, 2014 (433 days) · Other
• L•• F•••••••• L•• to P••• A••••• S••••••••• L••
  left Aug 17, 2009, registered Aug 25, 2009 (8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address