DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• K•••• F•••••••

I•••••• A•••••••• L••independent RIAGainesville,, Fl IA-onlyIAPD 1983589

Feed of 09/14/2026

At current firm

1 y

since Feb 18, 2025

In the industry

27 y

since Jan 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••• A•••••••• L•• independent RIA current
since Feb 18, 2025 · Meridian, Id
M••••••••• R••••••••• BD affiliated
May 13, 2022 to Feb 10, 2025 · Alachua, Fl
M••••••••• R••••••••• BD affiliated
Feb 17, 2022 to Apr 6, 2022 · Washington, Dc
C•••••• A••••••• BD affiliated
Jan 14, 2022 to Jan 24, 2022 · Tallahassee, Fl
L•••••• I••••••••• independent RIA
Jan 11, 2022 to Jan 24, 2022 · Alachua, Fl
M••••••••• R••••••••• BD affiliated
Oct 3, 2002 to Jan 10, 2022 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

M••••••••• R••••••••• to I•••••• A•••••••• L••
left Feb 10, 2025, registered Feb 18, 2025 (8 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• A••••••• to M••••••••• R•••••••••
left Jan 24, 2022, registered Feb 17, 2022 (24 days) · Other
L•••••• I••••••••• to C•••••• A•••••••
left Jan 24, 2022, registered Jan 14, 2022 (-10 days) · Affiliated broker-dealer or bank to another
M••••••••• R••••••••• to L•••••• I•••••••••
left Jan 10, 2022, registered Jan 11, 2022 (1 days) · Other

Signals

A••• K•••• F••••••• left M••••••••• R••••••••• for I•••••• A•••••••• L•• (registered 2025-02-18)
Feb 10, 2025 · Advisor changed firm · fact
A••• K•••• F••••••• left C•••••• A••••••• for M••••••••• R••••••••• (registered 2022-02-17)
Jan 24, 2022 · Advisor changed firm · fact
A••• K•••• F••••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2022-01-14)
Jan 24, 2022 · Advisor changed firm · fact
A••• K•••• F••••••• left M••••••••• R••••••••• for L•••••• I••••••••• (registered 2022-01-11)
Jan 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address