DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Charles Sapirstein
Feed of 09/15/2026
Also filed as Steven Sapirstein
At current firm
1 y
since Feb 11, 2025
In the industry
36 y
since Jul 9, 1990 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Herbert J. Sims Capital Management, Inc. independent RIA currentsince Feb 11, 2025 · Boca Raton, Fl
- Stoever Glass Wealth Management, Inc. formerOct 20, 2016 to Feb 7, 2025 · Boca Raton, Fl
- Janney Montgomery Scott LLC BD affiliatedJul 22, 2013 to Sep 22, 2016 · Boca Raton, Fl
- Raymond James & Associates, Inc. national BDJan 30, 2012 to Jul 17, 2013 · Boca Raton, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Jan 30, 2012 · Boca Raton, Fl
- Citigroup Global Markets Inc. BD affiliatedAug 2, 1999 to Jun 1, 2009 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Stoever Glass Wealth Management, Inc. to Herbert J. Sims Capital Management, Inc.left Feb 7, 2025, registered Feb 11, 2025 (4 days) · RIA to RIA
- Janney Montgomery Scott LLC to Stoever Glass Wealth Management, Inc.left Sep 22, 2016, registered Oct 20, 2016 (28 days) · Other
- Raymond James & Associates, Inc. to Janney Montgomery Scott LLCleft Jul 17, 2013, registered Jul 22, 2013 (5 days) · Other
- Morgan Stanley to Raymond James & Associates, Inc.left Jan 30, 2012, registered Jan 30, 2012 (0 days) · Wirehouse to affiliated broker-dealer or bank
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Steven Charles Sapirstein left Stoever Glass Wealth Management, Inc. for Herbert J. Sims Capital Management, Inc. (registered 2025-02-11)Feb 7, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address