DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• A• B••••

L•• E••••••••• L••BD affiliatedSouthborough, Madual registrantIAPD 2026282

Feed of 09/14/2026

Also filed as R•••••• A. B••••

At current firm

0 y

since Jul 2, 2026

In the industry

22 y

since Mar 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Jul 2, 2026 · Southborough, Ma
E••••• J•••• national BD
Jul 17, 2024 to Aug 4, 2025 · Norwell, Ma
J••• M••••• S••••••••• L•• wirehouse
Sep 27, 2023 to Jul 2, 2024 · Hingham, Ma
J•••••• B••••••• independent RIA
Mar 30, 2023 to Aug 11, 2023 · Needham, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Jun 21, 2022 to Jan 4, 2023 · Smithfield, Ri

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to L•• E••••••••• L••
left Aug 4, 2025, registered Jul 2, 2026 (332 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to E••••• J••••
left Jul 2, 2024, registered Jul 17, 2024 (15 days) · Wirehouse to affiliated broker-dealer or bank
J•••••• B••••••• to J••• M••••• S••••••••• L••
left Aug 11, 2023, registered Sep 27, 2023 (47 days) · RIA to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to J•••••• B•••••••
left Jan 4, 2023, registered Mar 30, 2023 (85 days) · Affiliated broker-dealer or bank to independent RIA

Signals

R•••••• A• B•••• left E••••• J•••• for L•• E••••••••• L•• (registered 2026-07-02)
Aug 4, 2025 · Advisor changed firm · fact
R•••••• A• B•••• left J••• M••••• S••••••••• L•• for E••••• J•••• (registered 2024-07-17)
Jul 2, 2024 · Advisor changed firm · fact
R•••••• A• B•••• left J•••••• B••••••• for J••• M••••• S••••••••• L•• (registered 2023-09-27)
Aug 11, 2023 · Advisor changed firm · fact
R•••••• A• B•••• left F••••••• P••••••• A•• W•••••••• A••••••• for J•••••• B••••••• (registered 2023-03-30)
Jan 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address