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Registered advisor
T••••• J••• H••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tom H••••
At current firm
0 y
since Oct 1, 2025
In the industry
34 y
since Nov 25, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Oct 1, 2025 · Englewood, Fl
- C••••••••• F•••••••• N•••••• national BDDec 3, 2019 to Oct 2, 2025 · Englewood, Fl
- W•••• F•••• A••••••• wirehouseJun 21, 2013 to Dec 4, 2019 · Englewood, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jun 24, 2013 · Englewood, Fl
- A• G• E•••••• • S•••• I••• unclassifiedJul 18, 1994 to Jan 1, 2008 · Englewood, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to O•••• W•••••• I•••left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••left Dec 4, 2019, registered Dec 3, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 24, 2013, registered Jun 21, 2013 (-3 days) · channel change inside one enterprise, not a move
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- T••••• J••• H•••• left C••••••••• F•••••••• N•••••• for O•••• W•••••• I••• (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address