DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••• C• P•••••

S•••••••• A•••••••• L••BD affiliatedMcallen, Txdual registrantIAPD 2041459

Feed of 09/14/2026

Also filed as Z•••• Cavazos Garza

At current firm

2 y

since Apr 16, 2024

In the industry

36 y

since Apr 9, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/zonia-pullen-85b52473reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

S•••••••• A•••••••• L•• BD affiliated current
since Apr 16, 2024 · Mcallen, Tx
P•••• S••••••••• L•• no RAUM
Jul 25, 2023 to Apr 19, 2024 · Houston, Tx
P•••••••• A••••••• national BD
Feb 2, 2021 to May 30, 2023 · Miami, Fl
B••••• G••••• A•••• M••••••••• BD affiliated
Oct 5, 2012 to Dec 31, 2018 · Brownsville, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 2, 2000 to Oct 5, 2012 · Brownsville, Tx

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to S•••••••• A•••••••• L••
left Apr 19, 2024, registered Apr 16, 2024 (-3 days) · Affiliated broker-dealer or bank to another
P•••••••• A••••••• to P•••• S••••••••• L••
left May 30, 2023, registered Jul 25, 2023 (56 days) · Affiliated broker-dealer or bank to another
B••••• G••••• A•••• M••••••••• to P•••••••• A•••••••
left Dec 31, 2018, registered Feb 2, 2021 (764 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••• G••••• A•••• M•••••••••
left Oct 5, 2012, registered Oct 5, 2012 (0 days) · Other

Signals

Z•••• C• P••••• left P•••• S••••••••• L•• for S•••••••• A•••••••• L•• (registered 2024-04-16)
Apr 19, 2024 · Advisor changed firm · fact
Z•••• C• P••••• left P•••••••• A••••••• for P•••• S••••••••• L•• (registered 2023-07-25)
May 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address