DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• E• B••••

C•••••• A•••••••BD affiliatedOaklyn, Nj dual registrantIAPD 2045596

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• Edward B••••

At current firm

10 y

since Aug 1, 2016

In the industry

30 y

since Nov 30, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Sep 29, 2016 · Oaklyn, Nj
L•••••• I••••••••• independent RIA current
since Aug 1, 2016 · Marlton, Nj
Q•••••• A•••• M••••••••• I••• former
Apr 20, 2016 to Aug 3, 2016 · Mount Laurel, Nj
M••••• A••••••• S•••••••• I••• independent RIA
Jan 19, 2011 to Dec 4, 2014 · Dublin, Oh
M••••• A•••• M••••••••• I••• asset manager
Jan 10, 2011 to Dec 4, 2014 · Dublin, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 20, 2009 to Oct 12, 2010 · Egg Harbor Township, Nj
W•••• F•••• A••••••• wirehouse
Mar 26, 2009 to Oct 15, 2009 · Linwood, Nj
I••• A•••••••• I••• other
Mar 7, 2008 to Feb 24, 2009 · Greenwood Village, Co
L•••••• I••••••••• independent RIA
Jul 26, 2002 to Feb 11, 2008 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

Q•••••• A•••• M••••••••• I••• to L•••••• I•••••••••
left Aug 3, 2016, registered Aug 1, 2016 (-2 days) · Other
M••••• A••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Dec 4, 2014, registered Apr 20, 2016 (503 days) · Other
M••••• A•••• M••••••••• I••• to M••••• A••••••• S•••••••• I•••
left Dec 4, 2014, registered Jan 19, 2011 (-1415 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• A•••• M••••••••• I•••
left Oct 12, 2010, registered Jan 10, 2011 (90 days) · Other
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 15, 2009, registered Nov 20, 2009 (36 days) · Wirehouse to wirehouse
I••• A•••••••• I••• to W•••• F•••• A•••••••
left Feb 24, 2009, registered Mar 26, 2009 (30 days) · Other
L•••••• I••••••••• to I••• A•••••••• I•••
left Feb 11, 2008, registered Mar 7, 2008 (25 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address