DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Patrick Paris
Certified Financial Planner
Feed of 09/15/2026
Also filed as Steve Paris
At current firm
5 y
since Oct 21, 2020
In the industry
25 y
since Sep 28, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Oct 21, 2020 · Dade City, Fl
- Frontier Investment Management Co formerJul 13, 2020 to Nov 16, 2020 · Dallas, Tx
- Usaa Investment Services Company no RAUMJan 8, 2018 to Jun 22, 2020 · San Antonio, Tx
- Usaa Financial Planning Services formerNov 30, 2006 to Jan 8, 2018 · San Antonio, Tx
- Mutual Service Corporation unclassifiedSep 28, 2000 to Oct 19, 2006 · Marco Island, Fl
Moves
a registration end followed by a registration begin elsewhere
- Frontier Investment Management Co to Hightower Advisors, LLCleft Nov 16, 2020, registered Oct 21, 2020 (-26 days) · corporate re-registration, not a move
- Usaa Investment Services Company to Frontier Investment Management Coleft Jun 22, 2020, registered Jul 13, 2020 (21 days) · Other
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Mutual Service Corporation to Usaa Financial Planning Servicesleft Oct 19, 2006, registered Nov 30, 2006 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address