DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew R Zimmer

Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseWoodridge, Ildual registrantIAPD 2052665

Feed of 09/14/2026

Also filed as Andy Zimmer

At current firm

0 y

since Jun 2, 2026

In the industry

36 y

since Jun 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse current
since Jun 2, 2026 · Woodridge, Il
Curi Capital, LLC independent RIA
Apr 16, 2025 to Nov 18, 2025 · Oakbrook Terrace, Il
Simplicity Wealth mixed wealth
Sep 26, 2024 to Dec 16, 2024 · Lincolnshire, Il
Regal Advisory Services, Inc. independent RIA
Jan 8, 2021 to Oct 2, 2024 · Glenview, Il
Sage Private Wealth Group, LLC independent RIA
Sep 20, 2016 to Jan 29, 2021 · Oakbrook Terrace, Il
Raymond James Financial Services Advisors, Inc BD affiliated
Aug 30, 2016 to Oct 5, 2020 · Oakbrook, Il
Kingsbury Capital Investment Advisors LLC independent RIA
Jan 27, 2014 to Sep 26, 2016 · Wilmette, Il
Vestor Capital Partners, LLC former
May 28, 2010 to Jan 31, 2012 · Chicago, Il
Zacks Investment Management, Inc. mixed wealth
Aug 15, 2002 to Jun 28, 2010 · Chicago, Il
Banc One Securities Corporation unclassified
May 20, 2002 to Jul 11, 2002 · Skokie, Il

Moves

a registration end followed by a registration begin elsewhere

Curi Capital, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 18, 2025, registered Jun 2, 2026 (196 days) · RIA to wirehouse
Simplicity Wealth to Curi Capital, LLC
left Dec 16, 2024, registered Apr 16, 2025 (121 days) · Other
Regal Advisory Services, Inc. to Simplicity Wealth
left Oct 2, 2024, registered Sep 26, 2024 (-6 days) · Other
Sage Private Wealth Group, LLC to Regal Advisory Services, Inc.
left Jan 29, 2021, registered Jan 8, 2021 (-21 days) · RIA to RIA
Raymond James Financial Services Advisors, Inc to Sage Private Wealth Group, LLC
left Oct 5, 2020, registered Sep 20, 2016 (-1476 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Kingsbury Capital Investment Advisors LLC to Raymond James Financial Services Advisors, Inc
left Sep 26, 2016, registered Aug 30, 2016 (-27 days) · Other
Vestor Capital Partners, LLC to Kingsbury Capital Investment Advisors LLC
left Jan 31, 2012, registered Jan 27, 2014 (727 days) · Other
Zacks Investment Management, Inc. to Vestor Capital Partners, LLC
left Jun 28, 2010, registered May 28, 2010 (-31 days) · Other
Banc One Securities Corporation to Zacks Investment Management, Inc.
left Jul 11, 2002, registered Aug 15, 2002 (35 days) · Other

Signals

Andrew R Zimmer left Curi Capital, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-06-02)
Nov 18, 2025 · Advisor changed firm · fact
Andrew R Zimmer left Simplicity Wealth for Curi Capital, Llc (registered 2025-04-16)
Dec 16, 2024 · Advisor changed firm · fact
Andrew R Zimmer left Regal Advisory Services, Inc. for Simplicity Wealth (registered 2024-09-26)
Oct 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address