RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L•• G•••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Apr 28, 2017 · Iron Mountain, Mi
- C••••• S••••• A•••••••• I••• formerMar 2, 2016 to May 2, 2017 · Iron Mountain, Mi
- B••••••••• C•••••• M••••••••• L•• independent RIAMay 6, 2011 to Mar 1, 2016 · Iron Mountain, Mi
- P••••••••• S••••••••• C••••••••• independent RIASep 22, 2008 to Apr 29, 2011 · Grand Rapids, Mi
- K•••• M••••••••• formerJun 20, 2005 to Dec 19, 2007 · Ponte Vedra Beach, Fl
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 21, 2002 to May 1, 2003 · Iron Mountain, Mi
- C••••• S••••• A•••••••• I••• to B••••••••• C•••••• M••••••••• L••left May 2, 2017, registered Apr 28, 2017 (-4 days) · Other
- B••••••••• C•••••• M••••••••• L•• to C••••• S••••• A•••••••• I•••left Mar 1, 2016, registered Mar 2, 2016 (1 days) · Other
- P••••••••• S••••••••• C••••••••• to B••••••••• C•••••• M••••••••• L••left Apr 29, 2011, registered May 6, 2011 (7 days) · Other
- K•••• M••••••••• to P••••••••• S••••••••• C•••••••••left Dec 19, 2007, registered Sep 22, 2008 (278 days) · Other
- T••••••• I••••••••• M••••••••• I••• to K•••• M•••••••••left May 1, 2003, registered Jun 20, 2005 (781 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address