DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••••• B•••• S••••••

C••••••••• W•••••• L••independent RIAKirkwood, Mo IA-onlyIAPD 2068348

Feed of 09/15/2026

Also filed as Tim S••••••

At current firm

2 y

since Dec 20, 2023

In the industry

34 y

since Nov 11, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• W•••••• L•• independent RIA current
since Dec 20, 2023 · Bonita Springs, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jul 19, 2017 to Dec 20, 2023 · Kirkwood, Mo
N••••••••• S••••••••• L•• no RAUM
Aug 22, 2016 to Jul 19, 2017 · Saint Louis, Mo
W•••••• • R••• former
May 22, 2014 to Aug 16, 2016 · Edmond, Ok
E••••• J•••• national BD
Dec 9, 2013 to May 2, 2014 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to C••••••••• W•••••• L••
left Dec 20, 2023, registered Dec 20, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jul 19, 2017, registered Jul 19, 2017 (0 days) · Other
W•••••• • R••• to N••••••••• S••••••••• L••
left Aug 16, 2016, registered Aug 22, 2016 (6 days) · Other
E••••• J•••• to W•••••• • R•••
left May 2, 2014, registered May 22, 2014 (20 days) · Other

Signals

T•••••• B•••• S•••••• left C••••• I••••••••• A••••••• L•• for C••••••••• W•••••• L•• (registered 2023-12-20)
Dec 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address