RIA Intelligence

• D•••••••• • C•••••• L•• BD affiliated current
  since Jul 20, 2021 · Virginia Beach, Va
• T••••• A••••••• S•••••••• I••• BD affiliated
  Mar 2, 2021 to Jul 21, 2021 · Atlanta, Ga
• B••• S••••••••• L•• former
  Apr 6, 2017 to Mar 2, 2021 · Norfolk, Va
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Apr 10, 2017 · Virginia Beach, Va
• P••••••••• E••••• G••••• L•• unclassified
  Jun 2, 1998 to Jul 1, 2003 · Virginia Beach, Va

• T••••• A••••••• S•••••••• I••• to D•••••••• • C•••••• L••
  left Jul 21, 2021, registered Jul 20, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to B••• S••••••••• L••
  left Apr 10, 2017, registered Apr 6, 2017 (-4 days) · Other
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address