RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R• S••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 20, 2023 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedMar 26, 2019 to Jul 26, 2023 · Owings Mills, Md
- P•• W••••• M••••••••• BD affiliatedJan 6, 2009 to Apr 4, 2011 · Reisterstown, Md
- W•••• F•••• A••••••• wirehouseOct 21, 2008 to Dec 1, 2008 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 26, 2023, registered Nov 20, 2023 (117 days) · RIA to wirehouse
- P•• W••••• M••••••••• to T• R••• P•••• A••••••• S•••••••• I•••left Apr 4, 2011, registered Mar 26, 2019 (2913 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Dec 1, 2008, registered Jan 6, 2009 (36 days) · Other
- M•••••• R• S•••• left T• R••• P•••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-11-20)Jul 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address