DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory John Dupee
Feed of 09/15/2026
Also filed as Gregory J Dupee
At current firm
0 y
since Dec 11, 2025
In the industry
33 y
since Aug 6, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Aegis Capital Corp. BD affiliated currentsince Dec 11, 2025 · Melville, Ny
- Janney Montgomery Scott LLC BD affiliatedAug 17, 2015 to Jun 12, 2025 · Philadelphia, Pa
- RBC Capital Markets, LLC national BDJul 3, 2003 to Sep 11, 2015 · Conshohocken, Pa
- Wells Fargo Advisors wirehouseApr 8, 1996 to Jul 3, 2003 · Conshohocken, Pa
Moves
a registration end followed by a registration begin elsewhere
- Janney Montgomery Scott LLC to Aegis Capital Corp.left Jun 12, 2025, registered Dec 11, 2025 (182 days) · Affiliated broker-dealer or bank to another
- RBC Capital Markets, LLC to Janney Montgomery Scott LLCleft Sep 11, 2015, registered Aug 17, 2015 (-25 days) · Other · moved with a team
- Wells Fargo Advisors to RBC Capital Markets, LLCleft Jul 3, 2003, registered Jul 3, 2003 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Gregory John Dupee left Janney Montgomery Scott Llc for Aegis Capital Corp. (registered 2025-12-11)Jun 12, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address