DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ann Arscott Moore
Feed of 09/14/2026
At current firm
0 y
since Oct 20, 2025
In the industry
35 y
since Nov 15, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Thurston Springer Advisors BD affiliated currentsince Oct 20, 2025 · Nacogdoches, Tx
- Wells Fargo Advisors wirehouseJun 17, 2021 to Oct 27, 2025 · Tyler, Tx
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jun 17, 2021 · Nacogdoches, Tx
- A. G. Edwards & Sons, Inc. unclassifiedNov 15, 2002 to Jan 1, 2008 · Nacogdoches, Tx
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Thurston Springer Advisorsleft Oct 27, 2025, registered Oct 20, 2025 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Wells Fargo Advisors to Wells Fargo Advisorsleft Jun 17, 2021, registered Jun 17, 2021 (0 days) · channel change inside one enterprise, not a move · moved with a team
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- Ann Arscott Moore left Wells Fargo Advisors for Thurston Springer Advisors (registered 2025-10-20)Oct 27, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address