DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• S••••• H••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMosinee, Wi dual registrantIAPD 2099728

Certified Financial Planner

Feed of 09/15/2026

Also filed as George S Hoffman

At current firm

1 y

since Apr 7, 2025

In the industry

28 y

since Oct 9, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Apr 7, 2025 · Minneapolis, Mn
H•••••• I••••••••• I••• independent RIA
Mar 3, 2023 to Apr 7, 2025 · Mosinee, Wi
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 18, 2018 to May 5, 2022 · Stevens Point, Wi
H•••••••• F•••••••• G•••• L•• former
Dec 8, 2009 to May 7, 2018 · Wausau, Wi
F•••• A••••• A••••••• S•••••••• I••• former
Dec 7, 2009 to Apr 20, 2018 · Wausau, Wi
F•••• A••••• S••••••••• I••• former
Dec 7, 2009 to Jun 16, 2010 · Green Bay, Wi
M•••••• P••••••••• P•••••••• L••• independent RIA
Oct 8, 2002 to Apr 13, 2009 · Wausau, Wi
E•••••••• A•••••••• L•• national BD
Sep 4, 2002 to Dec 4, 2009 · Wausau, Wi
F•• A••••••• S••••••• I•• unclassified
Jan 28, 1998 to Aug 22, 2002 · Wausau, Wi

Moves

a registration end followed by a registration begin elsewhere

H•••••• I••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 7, 2025, registered Apr 7, 2025 (0 days) · RIA to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to H•••••• I••••••••• I•••
left May 5, 2022, registered Mar 3, 2023 (302 days) · Affiliated broker-dealer or bank to independent RIA
H•••••••• F•••••••• G•••• L•• to A••••••••• F•••••••• S•••••••• L••
left May 7, 2018, registered Apr 18, 2018 (-19 days) · RIA to affiliated broker-dealer or bank
F•••• A••••• A••••••• S•••••••• I••• to H•••••••• F•••••••• G•••• L••
left Apr 20, 2018, registered Dec 8, 2009 (-3055 days) · Other
F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Jun 16, 2010, registered Dec 7, 2009 (-191 days) · Other
E•••••••• A•••••••• L•• to M•••••• P••••••••• P•••••••• L•••
left Dec 4, 2009, registered Oct 8, 2002 (-2614 days) · Other
M•••••• P••••••••• P•••••••• L••• to F•••• A••••• S••••••••• I•••
left Apr 13, 2009, registered Dec 7, 2009 (238 days) · Other
F•• A••••••• S••••••• I•• to E•••••••• A•••••••• L••
left Aug 22, 2002, registered Sep 4, 2002 (13 days) · Other

Signals

G••••• S••••• H•••••• left H•••••• I••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-04-07)
Apr 7, 2025 · Advisor changed firm · fact
G••••• S••••• H•••••• left A••••••••• F•••••••• S•••••••• L•• for H•••••• I••••••••• I••• (registered 2023-03-03)
May 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address