RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• K••• D••••
- H•••••• I••••••••• I••• independent RIA currentsince Jul 23, 2019 · Portage, Mi
- L•• F•••••••• L•• BD affiliatedMar 16, 2016 to Jun 19, 2019 · Kalamazoo, Mi
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 19, 2012 to Mar 15, 2016 · Windsor, Ct
- W••••••• F•••••••• S•••••••• I••• formerAug 26, 2010 to Sep 14, 2012 · Portage, Mi
- L•• F•••••••• L•• to H•••••• I••••••••• I•••left Jun 19, 2019, registered Jul 23, 2019 (34 days) · RIA to RIA
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Mar 15, 2016, registered Mar 16, 2016 (1 days) · Other
- W••••••• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Sep 14, 2012, registered Sep 19, 2012 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address