DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jimmy Shannon Forbis
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Jim Forbis
At current firm
1 y
since Jul 17, 2025
In the industry
35 y
since Dec 18, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jul 17, 2025 · Memphis, Tn
- Valmark Advisers, Inc. BD affiliatedOct 29, 2021 to Jul 17, 2025 · Memphis, Tn
- Capital Analysts BD affiliatedDec 5, 2012 to Nov 2, 2021 · Memphis, Tn
- Lincoln Investment independent RIAJun 1, 2012 to Nov 2, 2021 · Fort Washington, Pa
- Cincinnati Analysts, Inc formerMar 25, 2004 to Jun 1, 2012 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- Valmark Advisers, Inc. to Osaic Wealth, Inc.left Jul 17, 2025, registered Jul 17, 2025 (0 days) · Affiliated broker-dealer or bank to another
- Capital Analysts to Valmark Advisers, Inc.left Nov 2, 2021, registered Oct 29, 2021 (-4 days) · Affiliated broker-dealer or bank to another
- Lincoln Investment to Capital Analystsleft Nov 2, 2021, registered Dec 5, 2012 (-3254 days) · Other · moved with a team
- Cincinnati Analysts, Inc to Lincoln Investmentleft Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Jimmy Shannon Forbis left Valmark Advisers, Inc. for Osaic Wealth, Inc. (registered 2025-07-17)Jul 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address