RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• J••• B••••••••
- A••• W•••••• L•• independent RIA currentsince Jul 23, 2026 · Lakewood, Fl
- S•••••• F•••••••• P•••••••• L•• independent RIASep 11, 2018 to Jun 15, 2026 · Bethesda, Md
- W•••• F•••• A••••••• wirehouseDec 11, 2013 to Sep 17, 2018 · Bethesda, Md
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 12, 2013 · Saint Petersburg, Fl
- P•••••• F•••••••• G••••• L••• unclassifiedNov 8, 1996 to Dec 15, 2006 · Calverton, Md
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 3, 1994 to Jan 2, 2009 · Sterling, Va
- S•••••• F•••••••• P•••••••• L•• to A••• W•••••• L••left Jun 15, 2026, registered Jul 23, 2026 (38 days) · RIA to RIA
- W•••• F•••• A••••••• to S•••••• F•••••••• P•••••••• L••left Sep 17, 2018, registered Sep 11, 2018 (-6 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Dec 12, 2013, registered Dec 11, 2013 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to P•••••• F•••••••• G••••• L•••left Jan 2, 2009, registered Nov 8, 1996 (-4438 days) · Other
- P•••••• F•••••••• G••••• L••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 15, 2006, registered Jan 2, 2009 (749 days) · Other
- F•••••••• J••• B•••••••• left S•••••• F•••••••• P•••••••• L•• for A••• W•••••• L•• (registered 2026-07-23)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address