RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• Z••••• Z•••••
- W••••• A••••••• S•••••••• L•• institutional currentsince Jul 2, 2024 · Prior Lake, Mn
- G••••• R••••••••• P••••••• L•• institutionalApr 1, 2019 to Jul 9, 2024 · Prior Lake, Mn
- K••••• A••••••• S•••••••• L•• BD affiliatedOct 19, 2018 to Apr 1, 2019 · Prior Lake, Mn
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliatedMay 17, 2013 to Oct 16, 2018 · Burnsville, Mn
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 7, 2013 to Apr 3, 2013 · New Richmond, Wi
- G••••• R••••••••• P••••••• L•• to W••••• A••••••• S•••••••• L••left Jul 9, 2024, registered Jul 2, 2024 (-7 days) · corporate re-registration, not a move
- K••••• A••••••• S•••••••• L•• to G••••• R••••••••• P••••••• L••left Apr 1, 2019, registered Apr 1, 2019 (0 days) · corporate re-registration, not a move
- W••••• E••••••••• A••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Oct 16, 2018, registered Oct 19, 2018 (3 days) · Affiliated broker-dealer or bank to another
- T••••••••• F•••••••• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Apr 3, 2013, registered May 17, 2013 (44 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address