DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Neal Howard Price
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Jan 13, 2026
In the industry
34 y
since Oct 1, 1991 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jan 13, 2026 · Deerfield, Il
- Northcoast Asset Management LLC independent RIAMay 3, 2024 to Dec 31, 2024 · Deerfield, Il
- Northcoast Asset Management LLC independent RIAMay 3, 2024 to Mar 20, 2026 · Deerfield, Il
- Strategic Wealth Partners formerFeb 3, 2015 to May 6, 2024 · Deerfield, Il
- Strategic Wealth Partners, LLC formerMay 23, 2008 to Feb 10, 2015 · Deerfield, Il
- Mesirow Financial Investment Management, Inc. mixed wealthFeb 17, 2004 to May 22, 2008 · Highland Park, Il
- Mesirow Financial, Inc. unclassifiedJan 3, 1998 to May 22, 2008 · Highland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Northcoast Asset Management LLC to Focus Partners Wealth, LLCleft Mar 20, 2026, registered Jan 13, 2026 (-66 days) · corporate re-registration, not a move
- Strategic Wealth Partners to Northcoast Asset Management LLCleft May 6, 2024, registered May 3, 2024 (-3 days) · RIA to RIA · moved with a team
- Strategic Wealth Partners, LLC to Strategic Wealth Partnersleft Feb 10, 2015, registered Feb 3, 2015 (-7 days) · channel change inside one enterprise, not a move · moved with a team
- Mesirow Financial Investment Management, Inc. to Strategic Wealth Partners, LLCleft May 22, 2008, registered May 23, 2008 (1 days) · Other
- Mesirow Financial, Inc. to Mesirow Financial Investment Management, Inc.left May 22, 2008, registered Feb 17, 2004 (-1556 days) · Other
Signals
- Neal Howard Price left Strategic Wealth Partners for Northcoast Asset Management Llc (registered 2024-05-03)May 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address