RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• M•••••
- I• F•••••••• A••••••• S••••••• L•• independent RIA currentsince May 15, 2025 · Tega Cay, Sc
- V••••••• A•••••••• I••• BD affiliatedDec 21, 2021 to Jan 28, 2025 · Charlotte, Nc
- P••• A••••• S••••••••• L•• BD affiliatedJan 27, 2016 to Nov 18, 2021 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedJun 12, 2015 to Dec 24, 2015 · Fort Mill, Sc
- A••••• W••••• M••••••••• independent RIAFeb 21, 2014 to May 20, 2015 · Lowell, Ar
- P••• A••••• S••••••••• L•• BD affiliatedFeb 15, 2007 to Dec 21, 2012 · Charlotte, Nc
- V••••••• A•••••••• I••• to I• F•••••••• A••••••• S••••••• L••left Jan 28, 2025, registered May 15, 2025 (107 days) · Affiliated broker-dealer or bank to independent RIA
- P••• A••••• S••••••••• L•• to V••••••• A•••••••• I•••left Nov 18, 2021, registered Dec 21, 2021 (33 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to P••• A••••• S••••••••• L••left Dec 24, 2015, registered Jan 27, 2016 (34 days) · Other
- A••••• W••••• M••••••••• to L•• F•••••••• L••left May 20, 2015, registered Jun 12, 2015 (23 days) · Other
- P••• A••••• S••••••••• L•• to A••••• W••••• M•••••••••left Dec 21, 2012, registered Feb 21, 2014 (427 days) · Other
- M•••••• J••• M••••• left V••••••• A•••••••• I••• for I• F•••••••• A••••••• S••••••• L•• (registered 2025-05-15)Jan 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address