DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• M• M•••••

W•••••• B•••• • C•••••• L•••••BD affiliatedSanta Clarita, Ca dual registrantIAPD 2119652

Feed of 09/15/2026

Also filed as Kevin Michael Monaco

At current firm

0 y

since Feb 4, 2026

In the industry

33 y

since Jul 29, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• B•••• • C•••••• L••••• BD affiliated current
since Feb 4, 2026 · Santa Clarita, Ca
O••••••••• • C•• I••• BD affiliated
Dec 2, 2022 to Sep 16, 2025 · Los Angeles, Ca
D••• D••••••• • C•• independent RIA
Sep 11, 2018 to Oct 18, 2022 · Los Angeles, Ca
W•••• F•••• A••••••• wirehouse
Mar 23, 2016 to Sep 12, 2018 · Bakersfield, Ca
R•••••• J•••• • A••••••••• I••• national BD
Sep 20, 2013 to Feb 29, 2016 · Newport Beach, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 29, 2013 · Pasadena, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 13, 2001 to Jun 1, 2009 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

O••••••••• • C•• I••• to W•••••• B•••• • C•••••• L•••••
left Sep 16, 2025, registered Feb 4, 2026 (141 days) · Affiliated broker-dealer or bank to another
D••• D••••••• • C•• to O••••••••• • C•• I•••
left Oct 18, 2022, registered Dec 2, 2022 (45 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to D••• D••••••• • C••
left Sep 12, 2018, registered Sep 11, 2018 (-1 days) · Wirehouse to independent RIA
R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
left Feb 29, 2016, registered Mar 23, 2016 (23 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
left Aug 29, 2013, registered Sep 20, 2013 (22 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

K•••• M• M••••• left O••••••••• • C•• I••• for W•••••• B•••• • C•••••• L••••• (registered 2026-02-04)
Sep 16, 2025 · Advisor changed firm · fact
K•••• M• M••••• left D••• D••••••• • C•• for O••••••••• • C•• I••• (registered 2022-12-02)
Oct 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address