DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• A••• E•••••

S••••••••• W•••••mixed wealthLincolnshire, Il IA-onlyIAPD 2130414

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••A••• Gabriel

At current firm

2 y

since Apr 17, 2024

In the industry

36 y

since Jan 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• mixed wealth current
since Apr 17, 2024 · Lincolnshire, Il
F•••• F•••••••• M••••••••• L• independent RIA
Dec 2, 2013 to Jul 31, 2024 · Lincolnshire, Il
M• H••••••• S••••••••• I••• BD affiliated
Aug 31, 2004 to Oct 9, 2009 · Lincolnshire, Il
E•••• S••••••••• L•• BD affiliated
Mar 2, 2000 to Sep 28, 2004 · Vernon Hills, Il
E••••• F•••••••• G••••• I••• unclassified
Dec 10, 1997 to Nov 24, 2024 · Lincolnshire, Il

Moves

a registration end followed by a registration begin elsewhere

E••••• F•••••••• G••••• I••• to E•••• S••••••••• L••
left Nov 24, 2024, registered Mar 2, 2000 (-9033 days) · Other
F•••• F•••••••• M••••••••• L• to S••••••••• W•••••
left Jul 31, 2024, registered Apr 17, 2024 (-105 days) · Other
M• H••••••• S••••••••• I••• to F•••• F•••••••• M••••••••• L•
left Oct 9, 2009, registered Dec 2, 2013 (1515 days) · Other
E•••• S••••••••• L•• to M• H••••••• S••••••••• I•••
left Sep 28, 2004, registered Aug 31, 2004 (-28 days) · Other

Signals

M••• A••• E••••• left E••••• F•••••••• G••••• I••• for E•••• S••••••••• L•• (registered 2000-03-02)
Nov 24, 2024 · Advisor changed firm · fact
M••• A••• E••••• left F•••• F•••••••• M••••••••• L• for S••••••••• W••••• (registered 2024-04-17)
Jul 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address