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Registered advisor
C•••• L••• I•••••••
Feed of 09/15/2026
At current firm
4 y
since May 24, 2022
In the industry
34 y
since Apr 8, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• R••••••••• P••••••• L•• institutional currentsince May 24, 2022 · San Rafael, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 23, 2017 to May 10, 2022 · Moon Township, Pa
- C••••••••• F•••••••• N•••••• national BDJul 21, 2010 to Mar 1, 2017 · Moon Township, Pa
- N•••• F•••••••• N••••••• L•• unclassifiedMar 19, 2003 to Dec 31, 2003 · Pittsburgh, Pa
- D••• R••• • C••••••• I••• unclassifiedDec 27, 2001 to Mar 9, 2007 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to G••••• R••••••••• P••••••• L••left May 10, 2022, registered May 24, 2022 (14 days) · Other · moved with a team
- C••••••••• F•••••••• N•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 1, 2017, registered Mar 23, 2017 (22 days) · Other · moved with a team
- D••• R••• • C••••••• I••• to N•••• F•••••••• N••••••• L••left Mar 9, 2007, registered Mar 19, 2003 (-1451 days) · Other
- N•••• F•••••••• N••••••• L•• to C••••••••• F•••••••• N••••••left Dec 31, 2003, registered Jul 21, 2010 (2394 days) · Other
Signals
- C•••• L••• I••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for G••••• R••••••••• P••••••• L•• (registered 2022-05-24)May 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address