RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••••• G••••••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 29, 2026 · Easton, Md
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerAug 17, 2021 to Jul 12, 2023 · Easton, Md
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerMay 12, 2010 to Jul 12, 2023 · Easton, Md
- F•••••••• S••••••••• C•••• no RAUMNov 11, 2009 to Jul 12, 2023 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutionalJan 4, 2007 to Jul 12, 2023 · Easton, Md
- F•••••••• G••••• I••••••••• M••••••••• C•••• to R•••••• J•••• • A••••••••• I•••left Jul 12, 2023, registered Jan 29, 2026 (932 days) · Other
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left Jul 12, 2023, registered Nov 11, 2009 (-4991 days) · channel change inside one enterprise, not a move
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Jul 12, 2023, registered Aug 17, 2021 (-694 days) · channel change inside one enterprise, not a move · moved with a team
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Jul 12, 2023, registered May 12, 2010 (-4809 days) · channel change inside one enterprise, not a move
- S•••• A••••• G•••••••• left F•••••••• G••••• I••••••••• M••••••••• C•••• for R•••••• J•••• • A••••••••• I••• (registered 2026-01-29)Jul 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address