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Registered advisor
K••••••• N•••••••••
Feed of 09/14/2026
Also filed as Kimberly Ann Nute
At current firm
1 y
since Jul 24, 2025
In the industry
31 y
since Jan 1, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 24, 2025 · Chicago, Il
- M••••• S•••••• wirehouseMar 15, 2022 to Jun 20, 2025 · Chicago, Il
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedApr 20, 2021 to Mar 18, 2022 · Chicago, Il
- M••••• S•••••• wirehouseJan 15, 2013 to Apr 14, 2021 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 20, 2025, registered Jul 24, 2025 (34 days) · Wirehouse to wirehouse
- G•••••• S•••• W••••• S•••••••• L••• to M••••• S••••••left Mar 18, 2022, registered Mar 15, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to G•••••• S•••• W••••• S•••••••• L•••left Apr 14, 2021, registered Apr 20, 2021 (6 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- K••••••• N••••••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2025-07-24)Jun 20, 2025 · Advisor changed firm · fact
- K••••••• N••••••••• left G•••••• S•••• W••••• S•••••••• L••• for M••••• S•••••• (registered 2022-03-15)Mar 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address