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Registered advisor
J•••• S•••• P••••
Feed of 09/14/2026
Also filed as J•••• S•••• P••••
At current firm
2 y
since Jul 17, 2024
In the industry
35 y
since Jun 7, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 17, 2024 · Ashburn, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 21, 2014 to Aug 1, 2024 · Lansdowne, Va
- E•••••••• A•••••••• L•• national BDMay 20, 2009 to Feb 28, 2014 · Lansdowne, Va
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 8, 2007 to Jun 16, 2009 · Leesburg, Va
- S••••••• I••••••••• S•••••••• I••• formerJul 2, 2004 to Oct 19, 2006 · Ashburn, Va
- W•••• F•••• A••••••• wirehouseFeb 22, 2002 to Jun 21, 2004 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••left Aug 1, 2024, registered Jul 17, 2024 (-15 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 28, 2014, registered Feb 21, 2014 (-7 days) · Other
- V••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Jun 16, 2009, registered May 20, 2009 (-27 days) · Other
- S••••••• I••••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 19, 2006, registered Feb 8, 2007 (112 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Jun 21, 2004, registered Jul 2, 2004 (11 days) · Other
Signals
- J•••• S•••• P•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2024-07-17)Aug 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address