DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• G••••••

S••••• W••••• A•••••••• I•••no RAUMSan Francisco, Cadual registrantIAPD 2156268

Certified Financial Planner

Feed of 09/14/2026

Also filed as Angela C•••••••• Marquez

At current firm

0 y

since Jan 15, 2026

In the industry

31 y

since Nov 8, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Jan 15, 2026 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Feb 13, 2023 to Jan 14, 2026 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Jul 8, 2022 to Jan 14, 2026 · San Francisco, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 9, 2020 to Jun 29, 2022 · San Francisco, Ca
R•• C•••••• M••••••• L•• national BD
Mar 2, 2004 to May 27, 2020 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to W•••• F•••• A•••••••
left Jan 14, 2026, registered Feb 13, 2023 (-1066 days) · channel change inside one enterprise, not a move · moved with a team
W•••• F•••• A••••••• to S••••• W••••• A•••••••• I•••
left Jan 14, 2026, registered Jan 15, 2026 (1 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••
left Jun 29, 2022, registered Jul 8, 2022 (9 days) · Affiliated broker-dealer or bank to wirehouse
R•• C•••••• M••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 27, 2020, registered Jul 9, 2020 (43 days) · Affiliated broker-dealer or bank to another

Signals

C•••••••• G•••••• left W•••• F•••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2026-01-15)
Jan 14, 2026 · Advisor changed firm · fact
C•••••••• G•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for W•••• F•••• A••••••• (registered 2022-07-08)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address